Markets in Financial Instruments Directive – MiFID

MiFID and market infrastructure: convergence of exchange and broker regulation
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MiFID And Market Infrastructure
Bob Penn
is an associate in the Regulatory Team of Allen & Overy LLP. He advises on a variety of financial services matters, including bank regulation, regulation of the securities and derivatives markets, exchanges, trading systems and other market infrastructure.
Email: bob.penn@allenovery.com
© Reed Elsevier (UK) [...]

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REGULATION
Business Plan 2007/08
The Financial Services Authority (‘FSA’) has published its Business Plan for 2007/08, detailing its priorities for the coming year. The Business Plan focuses on the move towards more principles-based regulation and also outlines an increase in spending on financial capability and information systems. The main priorities for 2007/08 include:

implementation of EU legislation, including [...]

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