Existing EEA passports valid even if MiFID not implemented, FSA proposes (1 October 2007)

Timon Molloy
Tel: 020 7017 4214
Fax: 020 7436 8387
Email: timon.molloy@informa.com
© INFORMA UK LTD 2007
FINANCIAL SERVICES
Existing EEA passports valid even if MiFID not implemented, FSA proposes
The FSA has revealed how it will deal with firms passporting into the UK from EEA countries that have not implemented MiFID on 1 November 2007. In an update of its May [...]

Financial firms not ready for MiFID outsourcing rules (1 October 2007)

Financial firms not ready for MiFID outsourcing rules
Simon Briskman
Robert Shooter
are partners
Jonathan Dunne
is a solicitor in the Technology Law Group at Field Fisher Waterhouse LLP.
© INFORMA UK LTD 2007
The Markets in Financial Instruments Directive 2004/39/EC (MiFID) has been big news for some time. It recasts the EU regulatory framework for financial firms trading in securities (thus [...]

MiFID: not long to go

Journal of International Banking and Financial Law
(2007) 9 JIBFL 535
1 October 2007
MiFID: not long to go
Simon Morris
joined CMS Cameron McKenna in 1980, qualified as a solicitor in 1982 and has been a partner since 1988. He is a member of the firm’s Financial Services Group and advises financial institutions on commercial and regulatory matters. Email: [...]