Non-Mifid IFAs get a reprieve
Posted on October 7th, 2008 by admin
The FSA has granted non-Mifid IFAs a six-month reprieve from an extension to the common platform and said that a review of outsourcing will not affect firms’ existing arrangements.
The common platform is a set of rules and guidelines on ‘organisational systems and controls’ in the FSA Handbook designed to harmonise regulation for firms affected [...]
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